Sophisticated Investor


I declare that I am a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act (Financial Promotion) Order 2001.

I understand this means:

  1. (a)  I can receive financial promotions that may not have been approved by a person authorised by the Financial Services Authority;

  2. (b)  the content of such financial promotions may not conform to rules issued by the Financial Services Authority;

  3. (c)  by signing this statement I may lose significant rights;

  4. (d)  I may have no right to complain to either of the following:

    1. (i)  the Financial Services Authority; or

    2. (ii)  the Financial Ombudsman Scheme;

  5. (e)  I may have no right to seek compensation from the Financial Services Compensation Scheme.

I am a self-certified sophisticated investor because at least one of the following applies:

  1. (a)  I am a member of a network or syndicate of business angels and have been so for at

    least the last six months prior to the date below;

  2. (b)  I have made more than one investment in an unlisted company in the two years prior to the date below;

  3. (c)  I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;

  4. (d)  I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.

I accept that I can lose my property and other assets from making investment decisions based on financial promotions.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

Leave this empty:

City Capital Ventures http://citycapventures.com
Signature Certificate
Document name: Sophisticated Investor
Unique Document ID: fef047e2ef028a36e899fa3c4bb09f88d145600c
Timestamp Audit
March 7, 2019 10:02 am GMTSophisticated Investor Uploaded by Danielle Pentecost - administration@citycapventures.com IP 217.138.133.34