High Net Worth Individual


I declare that I am a certified high net worth individual for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2001.

I understand that this means:

  1. (a)  I can receive financial promotions that may not have been approved by a person authorised by the Financial Services Authority;

  2. (b)  the content of such financial promotions may not conform to rules issued by the Financial Services Authority;

  3. (c)  by signing this statement I may lose significant rights;

  4. (d)  I may have no right to complain to either of the following:-

    1. (i)  the Financial Services Authority; or

    2. (ii)  the Financial Ombudsman Scheme

  5. (e)  I may have no right to seek compensation from the Financial Services Compensation Scheme.

I am a certified high net worth individual because at least one of the following applies: –

  1. (a)  I had, during the financial year immediately preceding, the date below, an annual income to the value of £100,000 or more;

  2. (b)  I held, throughout the financial year immediately preceding the date below, net assets to the value of £250,000 or more. Net assets for these purposes do not include:-

    1. (i)  the property which is my primary residence or any loan secured on that residence;

    2. (ii)  any rights of mine under a qualifying contract of insurance within the meaning of the

      Financial Services and Markets Act 2000 (Regulated Activities) Order 2001; or

    3. (iii)  any benefits (in the form of pensions or otherwise) which are payable on the

      termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled.

I accept that I can lose my property and other assets from making investment decisions based on financial promotions.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

Leave this empty:

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Signature Certificate
Document name: High Net Worth Individual
Unique Document ID: 8473c366d2b2b6cc4b975184b01f28c4c8f9a385
Timestamp Audit
March 7, 2019 9:59 am GMTHigh Net Worth Individual Uploaded by Danielle Pentecost - administration@citycapventures.com IP 217.138.133.34